Christopher K. Onzuka
P.O. Box 663
Pearl City, Hawaii 96782
(808) 381-5959 (Cell)
Chris@Onzuka.com (Email)
http://www.onzuka.com

Education

· Series 24 General Securities Principal License
· Series 7 General Securities License & Series 63 Uniform Securities Agent State Law
· B.B.A. at the University of Hawaii at Manoa (1996) in Finance (focusing on investments) and Real Estate with a minor in Economics. Cum GPA 3.61
· A.A. in Liberal Arts with honors at Honolulu Community College (1992). Cum GPA 3.58
· Honor graduate (Cum Laude) at Pearl City High School (1990). Cum GPA 3.48

Experience
Current employer available upon request.

Compliance Principal

First Investment Center, a department of First Hawaiian Bank, Aiea, Hawaii, July 2001 - January 2004.
· Reviewed and approved trades: Reviewed all trades for First Investment Center verifying capacity to invest and suitability requirements.
· Product Review Committee: Attended product review committee meetings, took minutes and prepared material for presentation to the committee in order to be placed on the product approved list of securities.
· Performed annual NASD branch audits of over 50 branches in the state of Hawaii and Guam.
· Client Complaints and Broker Servicing: Addressed client complaints per bank and broker-dealer's operating procedures in addition to inquiries concerning their accounts and answered brokers' questions concerning servicing procedures and problem issues.

Operations Coordinator
First Investment Center, a department of First Hawaiian Bank, Aiea, Hawaii, July 1999 - July 2001.
· Operations Management: Tracked client deposits and wired monies to the broker-dealer, audit the sweep account, research and correct trade errors, answer brokers' servicing questions.
· Trading: Entered trades with traders/trading department, verified and reconciled trades, corrected all trade errors and maintained appropriate files in accordance to regulations.
· Client Servicing: Managed client problems and inquiries on their accounts: dividend and interest payments, dividend reinvestment, account transfers, tax accounting information, missing confirmations, client correspondence, depositing clients' monies, sending out checks or wires and referring clients to brokers
· Technical Support: Maintained computers and peripherals for entire department, which included bank networked computers and their systems. Also researched, launched and supported rollout of laptops and peripherals to entire sales force.

Gracie Jiu-Jitsu Head Instructor (1 of 2)
O2 Martial Arts Academy, July 1995 to present.
· Own and operate a martial arts school, perform seminars and demonstrations at various venues and events for the general public, HPD, FBI and the military. Also serve regularly as a referee at Brazilian Jiu-Jitsu tournaments.

Contributing Editor & Photographer & Mixed Martial Arts Database Administrator & Creator
Full Contact Fighter Newspaper, March 1999 to present.
· Full Contact Fighter is the world's largest periodical dedicated to the mixed martial arts. Reported on every major mixed martial arts or related event in Hawaii since March '99, including events in Illinois and Indiana. Written over 50 articles and interviews.

Research Analyst
Bankoh Investment Services, Inc., Bank of Hawaii, February 2004 - Present
Operations Manager
(Introducing Broker-Dealer w/ NASD and SEC)

First Investment Center, First Hawaiian Bank, Aiea, Hawaii July 1999-January 2004
Compliance Principal
(Introducing Broker-Dealer w/ NASD and SEC)

HCM Capital Management, Inc., Honolulu, Hawaii, August 1997 - January 1998.
(Registered Investment Advisor w/ SEC, Commodity Trading Advisor)
· Portfolio Management: Assisted in gathering and analyzing various technical and fundamental indicators of the economy and fixed income instruments in order to implement independent trading models.
· Trading: Maintained daily trade blotter, verified and adjusted cash balances, verified principle and interest payments and the number of securities via DTC, Bank or Trust Companies, and Brokerages, corrected all trade errors, submitted trade notification letters to banks or trust companies and maintained appropriate files in accordance with regulations.
· Statement Accounting: Maintained client accounts in Advent Axys which included: inputting trades, adjusting for factor and coupon changes, posting dividend, interest payments and management fees, generated and mailed monthly and quarterly account statements for futures, equity, and fixed income accounts. Manually generated and maintained futures accounts, tracked and reconciled trust statements.

Operations Manager
Fry Financial Services, Inc., Honolulu, Hawaii, October 1994 - July 1997.
Subsidiaries: Fry and Co. (Broker-Dealer w/ NASD and SEC, Commodity Pool Operator) & Asia Pacific Investment Management (RIA w/ SEC)
· Trading: Entered trades, verified and reconciled trades, corrected all trade errors, maintained daily trade blotter, matched tickets and confirmations and maintained appropriate files in accordance to regulations. Gathered technical and fundamental research for trader.
· Client Servicing: Managed client problems and questions about their accounts and performed general servicing.
· Statement Accounting: Manually generated detailed account statements (capital gains, monthly income, performance, quarterly and yearly reports) and reconciled trust statements for Delivery versus Payment accounts.
· Marketing: Made cold calls, set and verified client appointments, faxed and mailed investment research, implemented direct mail and phone campaigns and evaluated profitability of campaigns.
· Compliance: Prepared and assisted with a NASD and NFA audit and maintained files for future audits. Worked with outside accountants, compliance specialists, and attorneys to fulfill regulatory requirements, processed subscription agreements and disclosure documents for limited partnerships. Maintained proper regulation registrations (SEC, NASD, NFA, CFTC, State of Hawaii and California, etc.)
· Operations Management: Management of employees (placed ads, interviewed, supervised, evaluated, and terminated), processed all incoming and outgoing mail, performed cost comparisons and evaluations for products.

Part-Time Positions
· Refrigerant recoverer, Refrigerant Recycling Inc., Kapolei, Hawaii, August 1992 to September 1994. Responsible for recovering various refrigerants, supervision and delegation of duties for co-workers, and processing deliveries.
· Fabricator, Window Tech Hawaii Inc., Waipahu, Hawaii, August 1990 to August 1992. Responsible for assembly, inventory control, processing and packing deliveries, and supervision of co-workers.

Computer Skills:
Microsoft Office Professional Suite (Word, Excel, PowerPoint, Outlook), MS Internet Explorer & Netscape Navigator, HTML, troubleshooting software and hardware problems.

Honors and Activities
Brown belt in Gracie Jiu-Jitsu
Judge for various mixed martial arts events (Amateur Fighting Championship, Garden Island Cage Match, Ironheart Crown, Kaos Fighting Championships, RINGS, Rumble On The Rock, Shooto, Super Brawl, Warriors of the New Millennium, Warriors of the Ring & Warriors Quest)
Referee for Mixed Martial Arts
Referee in almost every Brazilian Jiu-Jitsu and submission grappling tournament held in Hawaii
Organizer of the 2nd Annual Relson Gracie National Jiu-Jitsu Championships (2001) in Columbus, Ohio
Organizer of every Relson Gracie State and International Brazilian Jiu-Jitsu Tournament (since 1992)
Competitor in the 5th Mundial (World) Brazilian Jiu-Jitsu Championship in Rio De Janeiro, Brazil (2001)
Competitor in the 2nd Mundial (World) Brazilian Jiu-Jitsu Championship in Rio De Janeiro, Brazil (1997)
1st Place in the 5th Annual (1995), 1st Place in the 4th Annual (1994), 2nd Place in the 2nd Annual (1993) Gracie Jiu-Jitsu State Tournaments
Honolulu Jaycees' 2001 Three Outstanding Young Persons Award Finalist
Aloha United Way Campaign Coordinator (2000) - 1st person to achieve departmental goal (surpassed it by over 30%)
Gracie Jiu-Jitsu's Organizational Representative (1992-1996)
University of Hawaii College of Business 1994 Dean's List
Honolulu Community College's 1991 Dean's List

Personal Interests
Spending time with my family, Brazilian Jiu-Jitsu, anything to do with Mixed Martial Arts, training my dog, working on my web site, politics, computers, health & nutrition, playing guitar, surfing, and home improvement projects.

References
Available upon request.